Reverse-learning-enhanced sine cosine algorithm for joint inversion of seismic refraction and Rayleigh-wave dispersion data
Rayleigh-wave dispersion and seismic refraction observations constrain different but coupled aspects of near-surface velocity structure. This study evaluates a reverse-learning-enhanced sine cosine algorithm (ESCA) for jointly estimating layer thickness, shear-wave velocity, and P-wave velocity in a one-dimensional, horizontally layered medium. Reverse learning is added during Tent-map initialization, while the best-solution-centered exponential update follows an earlier sine cosine formulation. The dimensionless joint objective combines root-mean-square relative residuals of fundamental-mode phase velocities and first-arrival times. ESCA, the standard sine cosine algorithm (SCA), and particle swarm optimization (PSO) were evaluated in 30 independent runs using multimodal benchmark functions, synthetic data generated from a model comprising 4 horizontal layers, and previously published field datasets from the Beşirli and MAE sites in Türkiye. The mean final joint-objective values for ESCA, SCA, and PSO, respectively, were 0.0028, 0.0070, and 0.0068 for noise-free synthetic data; 0.0336, 0.0356, and 0.0382 for synthetic data with 10% noise; 0.0343, 0.0393, and 0.0404 for the Beşirli dataset; and 0.0717, 0.0740, and 0.0722 for the MAE dataset. The corresponding runtimes for noise-free synthetic data were 145.32 ± 3.46, 137.89 ± 5.64, and 210.33 ± 4.65 s, respectively. ESCA required 0.99% more objective-function evaluations than the baseline algorithms, although its improvement over PSO for the MAE dataset was small. The field-data results demonstrate consistency within the assumed one-dimensional model but do not account for dipping interfaces or lateral variations in velocity.
- Park CB, Miller RD, Xia J. Multichannel analysis of surface waves. Geophysics. 1999;64(3):800-808. doi:10.1190/1.1444590
- Yang XH, Zhou Y, Han P, Feng X, Chen X. Near-surface Rayleigh wave dispersion curve inversion algorithms: a comprehensive comparison. Surv Geophys. 2024;45(3):773-818. doi:10.1007/s10712-024-09826-y
- Cao J, Liu J, Yin H, et al. Can the compressed sensing theory be utilized in active source surface wave exploration? A primary result. J Geophys Eng. 2025;22(1):149-164. doi:10.1093/jge/gxae125
- Pan D, Gao J, Zhang H. Improving passive seismic surface-wave dispersion measurement deteriorated by strong fixed-frequency interference in the industry environment. J Geophys Eng. 2025;22(4):986-1002. doi:10.1093/jge/gxaf053
- Ai H, Song X, Zhang X, et al. Full-parametric and joint inversion of multimode surface wave data for identifying glacial ice thickness and freezing extent in subglacial sediments via the hunger games search algorithm. Geophysics. 2025;90(1):KS1-KS14. doi:10.1190/geo2023-0756.1
- Ai H, Abdelrahman K, Eldosouky AM. Full-parametric, transdimensional, and joint inversion of surface wave dispersion and earthquake-based HVSR by MBMO for obtaining reliable subsurface structures. Sci Rep. 2026;16(1):4312. doi:10.1038/s41598-025-16557-6
- Ai H, Song X, Zhang X, et al. Transdimensional joint inversion of surface wave, refraction, and resistivity data using Modified Barnacles Mating Optimizer for near-surface investigations. J Appl Geophys. 2025;241:105863. doi:10.1016/j.jappgeo.2025.105863
- Yang XH, Han P, Yang Z, Miao M, Sun YC, Chen X. Broad learning framework for search space design in Rayleigh wave inversion. IEEE Trans Geosci Remote Sens. 2022;60:4512617. doi:10.1109/tgrs.2022.3208616
- Yang XH, Han P, Yang Z, Chen X. Two-stage broad learning inversion framework for shear-wave velocity estimation. Geophysics. 2023;88(1):WA219-WA237. doi:10.1190/geo2022-0060.1
- Yang XH, Zu Q, Zhou Y, Han P, Chen X. A sample selection method for neural-network-based Rayleigh wave inversion. IEEE Trans Geosci Remote Sens. 2024;62:4500717. doi:10.1109/tgrs.2023.3341955
- Xue YJ, Zhang H, Zhang JQ, Wang XJ, Cao JX, Liu ZG. Local quantum filtering and denoising of seismic data. Geophysics. 2025;90(5):V455-V472. doi:10.1190/geo2024-0723.1
- Meyer CD. Matrix Analysis and Applied Linear Algebra. 2nd ed. Society for Industrial and Applied Mathematics; 2023. doi:10.1137/1.9781611977448
- Lo TW, Inderwiesen PL. Fundamentals of Seismic Tomography. Society of Exploration Geophysicists; 1994. doi:10.1190/1.9781560802334
- Michalewicz Z. Genetic Algorithms + Data Structures = Evolution Programs. Springer; 1996. doi:10.1007/978-3-662-03315-9
- Poormirzaee R. Seismic refraction data inversion via jellyfish search algorithm for bedrock characterization in dam sites. SN Appl Sci. 2022;4(10):288. doi:10.1007/s42452-022-05171-0
- Soske JL. The blind zone problem in engineering geophysics. Geophysics. 1959;24(2):359-365. doi:10.1190/1.1438597
- Ivanov J, Miller RD, Xia J, Steeples D, Park CB. Joint analysis of refractions with surface waves: An inverse solution to the refraction-traveltime problem. Geophysics. 2006;71(6):R131-R138. doi:10.1190/1.2360226
- Piatti C, Socco LV, Boiero D, Foti S. Constrained 1D joint inversion of seismic surface waves and P-refraction traveltimes. Geophys Prospect. 2013;61(Suppl 1):77-93. doi:10.1111/j.1365-2478.2012.01071.x
- Poormirzaee R. MOPSO: a new computing algorithm for joint inversion of Rayleigh wave dispersion curve and refraction traveltimes. Explor Geophys. 2018;49(2):163-175. doi:10.1071/eg16044
- Wang Z, Sun C, Wu D. Near-surface site characterization based on joint iterative analysis of first-arrival and surface-wave data. Surv Geophys. 2023;44(2):357-386. doi:10.1007/s10712-022-09747-8
- Li Z, Zhang B, Ma D, Yue H, Han S, Song J. Improved sparrow search algorithm (ISSA)-based joint inversion of refraction and Rayleigh wave dispersion: a case of seawater intrusion. J Geophys Eng. 2026;23(2):469-485. doi:10.1093/jge/gxag012
- Song X, Tang L, Lv X, Fang H, Gu H. Application of particle swarm optimization to interpret Rayleigh wave dispersion curves. J Appl Geophys. 2012;84:1-13. doi:10.1016/j.jappgeo.2012.05.011
- Sun CY, Wang YY, Wu DS, Qin XJ. Nonlinear Rayleigh wave inversion based on the shuffled frog-leaping algorithm. Appl Geophys. 2017;14(4):551-558. doi:10.1007/s11770-017-0641-x
- Yang B, Xiong Z, Zhang D, Yang Z. Liyong zishiying hundun yichuan liziqun suanfa fanyan Ruilei mianbo pinsan quxian [Rayleigh surface-wave dispersion curve inversion based on adaptive chaos genetic particle swarm optimization algorithm]. Oil Geophys Prospect. 2019;54(6):1217-1227. [In Chinese] doi:10.13810/j.cnki.issn.1000-7210.2019.06.005
- Yu D, Song X, Zhang X, Zhao S, Cai W. Zhameng suanfa zai Ruilei bo pinsan quxian fanyan zhong de yingyong [Rayleigh wave dispersion inversion based on grasshopper optimization algorithm]. Oil Geophys Prospect. 2019;54(2):288-301. [In Chinese] doi:10.13810/j.cnki.issn.1000-7210.2019.02.007
- Gao X, Yu J, Li X, Hu T, He C, Yue Y. Zishiying quanzhong qingting suanfa ji qi zai Ruilei bo pinsan quxian fanyan zhong de yingyong [Rayleigh wave dispersion curve inversion based on adaptive weight dragonfly algorithm]. Oil Geophys Prospect. 2021;56(4):745-757. [In Chinese] doi:10.13810/j.cnki.issn.1000-7210.2021.04.008
- Fu Y, Ai H, Yao ZA, Li H, Tian X, Zhang X. Yingyong shandian lianjie guocheng youhua suanfa fanyan duojie Ruilei bo pinsan quxian [Inversion of multi-mode Rayleigh wave dispersion curves based on lightning attachment procedure optimization]. Oil Geophys Prospect. 2023;58(4):830-838. [In Chinese] doi:10.13810/j.cnki.issn.1000-7210.2023.04.008
- Fu Y, Ai HB, Yao ZA, Mei ZX, Su KJ. Jiyu zhengyuxian suanfa de Ruili bo pinsan quxian fanyan [Inversion of the Rayleigh wave dispersion curves based on the sine-cosine algorithm]. Geophys Geochem Explor. 2023;47(6):1467-1478. [In Chinese] doi:10.11720/wtyht.2023.1239
- Peng LY, Feng WD, Xie HT, et al. Jiyu gaijin hudie youhua suanfa de Ruili bo pinsan quxian fanyan fangfa [An improved butterfly optimization algorithm in the inversion of Rayleigh wave dispersion curve]. Geophys Geochem Explor. 2024;48(3):705-720. [In Chinese] doi:10.11720/wtyht.2024.1116
- Tang S, Wu YT. Gaijin yema youhua suanfa zai jijie Ruilei mianbo pinsan quxian fanyan zhong de yingyong [Application of modified wild horse optimizer for inversion of base-mode Rayleigh wave dispersion curve]. Prog Geophys. 2024;39(4):1698-1710. [In Chinese] doi:10.6038/pg2024HH0304
- Ai H, Li H, Song X, et al. Duojie mianbo pinsan quancanshu quanju fanyan de bingchuan jiegou yanjiu [Global and full-parametric optimization of multi-mode Rayleigh wave dispersion curves for estimating glacial ice structure]. Chin J Geophys. 2025;68(6):2320-2347. [In Chinese] doi:10.6038/cjg2024R0349
- Mirjalili S. SCA: a sine cosine algorithm for solving optimization problems. Knowl Based Syst. 2016;96:120-133. doi:10.1016/j.knosys.2015.12.022
- Wang C, Le Z, Huo Z. Application of improved sine cosine algorithm with chaotic mapping and novel updating methods for joint inversion of resistivity and surface wave data. Open Geosci. 2025;17(1):20250887. doi:10.1515/geo-2025-0887
- Shan L, Qiang H, Li J, Wang ZQ. Jiyu Tent yingshe de hundun youhua suanfa [Chaotic optimization algorithm based on Tent map]. Control Decis. 2005;20(2):179-182. [In Chinese] doi:10.13195/j.cd.2005.02.60.shanl.013
- Zhang N, Zhao ZD, Bao XA, Qian JY, Wu B. Jiyu gaijin de Tent hundun wanyou yinli sousuo suanfa [Gravitational search algorithm based on improved Tent chaos]. Control Decis. 2020;35(4):893-900. [In Chinese] doi:10.13195/j.kzyjc.2018.0795
- Yamanaka H, Ishida H. Application of genetic algorithms to an inversion of surface-wave dispersion data. Bull Seismol Soc Am. 1996;86(2):436-444. doi:10.1785/bssa0860020436
- Xia J, Miller RD, Park CB. Estimation of near-surface shear-wave velocity by inversion of Rayleigh waves. Geophysics. 1999;64(3):691-700. doi:10.1190/1.1444578
- Xia J, Miller RD, Park CB, Tian G. Inversion of high frequency surface waves with fundamental and higher modes. J Appl Geophys. 2003;52(1):45-57. doi:10.1016/s0926-9851(02)00239-2
- Fan YH, Liu JQ, Xiao BX. Jisuan Ruili bo pinsan quxian de kuaisu shiliang chuandi suanfa [Fast vector-transfer algorithm for computation of Rayleigh wave dispersion curves]. J Hunan Univ (Nat Sci). 2002;29(5):25-30. [In Chinese] doi:10.3321/j.issn:1000-2472.2002.05.006
- Senkaya M, Karsli H, Socco LV, Foti S. Obtaining reliable S-wave velocity depth profile by joint inversion of geophysical data: the combination of active surface-wave, seismic refraction and electric sounding data. Near Surf Geophys. 2020;18(6):659-682. doi:10.1002/nsg.12126
- Gao L, Xia J, Pan Y, Xu Y. Reason and condition for mode kissing in MASW method. Pure Appl Geophys. 2016;173(5):1627-1638. doi:10.1007/s00024-015-1208-5
- Mi B, Xia J, Shen C, Wang L. Dispersion energy analysis of Rayleigh and Love waves in the presence of low-velocity layers in near-surface seismic surveys. Surv Geophys. 2018;39(2):271-288. doi:10.1007/s10712-017-9440-4
- Babacan AE. Kabaköy formasyonuna ait volkanik kayaçların (Trabzon) mühendislik özelliklerinin sismik tomografi yöntemi ile belirlenmesi [The Determination of Engineering Properties of Volcanic Rocks of Kabakoy Formation (Trabzon) With Seismic Tomography Method]. Doctoral thesis. Karadeniz Technical University; 2013. [In Turkish]
- Yang ZT, Chen XF, Pan L, Wang JN, Xu JX, Zhang DZ. Jiyu shiliang boshu bianhuan fa (VWTM) de duodao Rayleigh bo fenxi fangfa [Multi-channel analysis of Rayleigh waves based on the Vector Wavenumber Transformation Method (VWTM)]. Chin J Geophys. 2019;62(1):298-305. [In Chinese] doi:10.6038/cjg2019M0641
- Song W, Feng X, Zhang G, Gao L, Yan B, Chen X. Domain adaptation in automatic picking of phase velocity dispersions based on deep learning. J Geophys Res Solid Earth. 2022;127(6):e2021JB023389. doi:10.1029/2021jb023389
- Zhang D, Yang B, Yang Z, et al. Multimodal inversion of Rayleigh wave dispersion curves based on a generalized misfit function. J Appl Geophys. 2022;207:104849. doi:10.1016/j.jappgeo.2022.104849
- Yan Y, Chen X, Huai N, Guan J. Modern inversion workflow of the multimodal surface wave dispersion curves: staging strategy and pattern search with embedded Kuhn-Munkres algorithm. Geophys J Int. 2022;231(1):47-71. doi:10.1093/gji/ggac178
- Le Z, Song X, Zhang X, et al. Particle swarm optimization for Rayleigh wave frequency-velocity spectrum inversion. J Appl Geophys. 2024;222:105311. doi:10.1016/j.jappgeo.2024.105311
- Killingbeck SF, Livermore PW, Booth AD, West LJ. Multimodal layered transdimensional inversion of seismic dispersion curves with depth constraints. Geochem Geophys Geosyst. 2018;19(12):4957-4971. doi:10.1029/2018gc008000
- Wang X, Feng X, Liu Q, Bai H, Dong X, Wang T. Adaptive trans-dimensional inversion of multimode dispersion curve based on slime mold algorithm. Acta Geophys. 2024;72(1):233-245. doi:10.1007/s11600-023-01086-5
- Foti S, Hollender F, Garofalo F, et al. Guidelines for the good practice of surface wave analysis: a product of the InterPACIFIC project. Bull Earthquake Eng. 2018;16(6):2367-2420. doi:10.1007/s10518-017-0206-7
- Socco LV, Foti S, Boiero D. Surface-wave analysis for building near-surface velocity models—Established approaches and new perspectives. Geophysics. 2010;75(5):75A83-75A102. doi:10.1190/1.3479491
- Chen X. A systematic and efficient method of computing normal modes for multilayered half-space. Geophys J Int. 1993;115(2):391-409. doi:10.1111/j.1365-246x.1993.tb01194.x
- Wang J, Wu G, Chen X. Frequency-Bessel transform method for effective imaging of higher-mode Rayleigh dispersion curves from ambient seismic noise data. J Geophys Res Solid Earth. 2019;124(4):3708-3723. doi:10.1029/2018jb016595
- Wu GX, Pan L, Wang JN, Chen X. Shear velocity inversion using multimodal dispersion curves from ambient seismic noise data of USArray Transportable Array. J Geophys Res Solid Earth. 2020;125(1):e2019JB018213. doi:10.1029/2019jb018213
- Li Z, Chen X. An effective method to extract overtones of surface wave from array seismic records of earthquake events. J Geophys Res Solid Earth. 2020;125(3):e2019JB018511. doi:10.1029/2019jb018511
- Boiero D, Socco LV. Retrieving lateral variations from surface wave dispersion curves. Geophys Prospect. 2010;58(6):977-996. doi:10.1111/j.1365-2478.2010.00877.x
- Pan Y, Gao L, Bohlen T. Time-domain full-waveform inversion of Rayleigh and Love waves in presence of free-surface topography. J Appl Geophys. 2018;152:77-85. doi:10.1016/j.jappgeo.2018.03.006
